| 1. What experience do you have? |
| 2. What are your qualifications? |
| 3. What services do you offer? |
| 4. What is your approach to financial
planning? |
| 5. Will you be the only person working
with me? |
| 6. How will I pay for your services? |
| 7. How much do you typically charge? |
| 8. Could anyone besides me benefit
from your recommendations? |
| 9. Have you ever been publicly disciplined
for any unlawful or unethical actions in your professional
career? |
| 10. Can I have it in writing? |