Personal Finance Advice and Commentary

Monday, March 02, 2015 12:00 pm
By Dr. Don Taylor ·

President Obama announced in late February that a Department of Labor rule requiring investment professionals to adhere to a fiduciary standard when advising retirement plan participants is being submitted for review by the Office of Management and Budget.

Wednesday, February 25, 2015 12:27 pm
By Sheyna Steiner ·

Skewed financial incentives for advisers can lead to less than optimal financial advice. What is the answer to conflicts of interest?

Wednesday, September 24, 2014 4:19 pm
By Sheyna Steiner ·

As the year winds down, consumers should tune into the debate over the fiduciary standard. The SEC may decide to move forward with the rule — or drop it.

Wednesday, May 28, 2014 2:00 pm
By Sheyna Steiner ·

A rule that could protect investors has been delayed until 2015. The proposal from the DOL would expand the fiduciary standard to more retirement plan advisers.

Wednesday, December 04, 2013 5:29 pm
By Sheyna Steiner ·

A rule on a fiduciary standard for broker dealers is on hold but still alive.

Wednesday, October 30, 2013 11:03 am
By Sheyna Steiner ·

The House of Representatives harms investors by passing a bill that purports to protect them.

Wednesday, July 31, 2013 12:38 pm
By Sheyna Steiner ·

The SEC is close to formulating a rule on equity crowd funding.

Friday, June 21, 2013 1:10 pm
By Sheyna Steiner ·

A bill came out that purports to protect investors but actually does just the opposite.

Thursday, February 28, 2013 5:54 pm
By Sheyna Steiner ·

A study this week shows 29 percent of investors think advice is free, and 31 percent aren’t sure how their adviser is paid.

Friday, February 03, 2012 8:00 am
By Sheyna Steiner ·

In mid-January, the SEC requested comments from the public on financial literacy and investor disclosure issues. The Dodd-Frank Act mandated that the SEC conduct this study to identify investors’ levels of financial literacy and come up with ways of improving disclosure materials pertaining to investment products, services and providers. They also must identify the most

Page 1 of 212