Personal Finance Advice and Commentary

Monday, March 21, 2011 2:01 pm
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Check out a retirement adviser

By Jennie L. Phipps · Bankrate.com

My husband and I have been interviewing financial advisers. We were just about to make a decision when we ran the names of the two top contenders through FINRA BrokerCheck. FINRA is an acronym for the Financial Industry Regulatory Authority, a voluntary association that oversees about 630,820 registered securities representatives. Anyone can use BrokerCheck to

Tags: Broker Check, FINRA, investments, retirement planning
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